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Michigan Business Beat: Mergers And Acquisitions Exemptions

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Michigan Business Network
October 17, 2023

Attorney Nick Stock appeared on the Michigan Business Beat (10/17/23), the official podcast of the Michigan Business Network, to discuss the New Federal Registration Exemption for M&A Brokers of Eligible Businesses.

The Securities Exchange Act of 1934 has recently been amended to exempt “M&A brokers” from registering with the Securities Exchange Commission (SEC). In the following interview, Nick discusses:

  • The When? How? Why?
  • How much different is this from how M&A brokers have tentatively relied on a 2014 no-action letter in recent years?
  • What does the new amendment enable qualifying brokers to do?
  • The New Federal Exemption along with the implications.

Listen to the full interview here.